The Compliance Officer and the Compliance Committee
Within the framework of implementing a Legal Compliance project, there is a compliance body which is responsible for managing and updating the project and any other matters relating to it.…
Compliance
Posts
Synergies between risk and compliance regulations
How do I deal with such a variety of regulations? Since the Corporate Compliance model was brought in Spain in 2015, with the reform of the Penal Code, companies have…
What are Systems for Internal Control over Financial Information (SCIIF)?
SCIIF, presentation of reliable information to the markets The Spanish legislation responsible for regulating the securities markets and financial instruments is derived from European regulations following the transposition of the…
Criminal compliance in the supply chain
With the reform of the Criminal Code of 2010, the criminal liability of legal personswas introduced for the first time in Spain. Since then, companies would be liable for those…
What are ESG (Environmental, Social and Governance) criteria?
Why should companies know ESG criteria? In recent years we have witnessed a growing concern of society for different aspects related to sustainable development. As it could not be otherwise,…
ISO 37002 – Whistleblowing management systems
Do you know what ISO 37002 Standard is? Recently has been published the ISO 37002:2021, relating to whistleblowing management systems(whistleblowing management systems) This standard complements and complements the requirements in…
What is a whistleblowing channel? Who is it for?
Following the publication, in the Official Journal of the European Union of 26 November 2019, of the new Directive (EU) 2019/1937 of the European Parliament and of the Council of…
What is and how to develop a compliance risk assessment?
Compliance risk maps. how to develop a compliance risk assessment? From the perspective of the Compliance function, it must be identified the situations or processes in which breaches of legal,…
What are ISO standards?
¿What is the fundamental objective of ISO standards? ISO Standards are a set of internationally recognized standards that were created with the aim of helping companies to establish levels of…